FINRA – National Public Disclosure Notification
First Clearing, LLC (FCC) provides centralized cashiering, bookkeeping, execution and other service related to the settlement of securities trades initiated by Allen & Company of Florida, Inc. FCC clears trades and performs some administrative function as agent for Allen & Company of Florida, Inc. These services relate solely to the processing of transactions. FCC does not undertake, nor is it required to undertake any supervisory role with respect to the conduct of sales or related operation of Allen & Company of Florida, Inc. who sells securities.
In accordance with The Financial Regulatory Authority (FINRA) Protection Rule, we are providing you with the following information:
- The FINRA Public Disclosure Hotline telephone number is (800) 289-9999
- The FINRA internet web site address is: www.finra.org
A copy of an investor brochure that includes information concerning the FINRA Disclosure Hotline can be obtained by calling the Public Disclosure Hotline or accessing the FINRA website.