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Regulatory Information

Please click on the links below for regulatory information.

Best execution

Business continuity

Customer Identification Program

FINRA Public Disclosure Notification

Margin Statement

Order Flow

Privacy Statement

Revenue Sharing Disclosures

Registered Investment Advisor Brochure

SIPC Protection

Disclaimer

 

© Allen & Company of Florida, Inc.
1401 South Florida Avenue, Lakeland, Florida 33803
Phone: (863) 688-9000 | Fax: (863) 688-4885
Member FINRA and SIPC.
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